 Investment Services
• Existing portfolio analysis
• Review and assess investment objectives and risk tolerance
• Design and construct portfolios
• Search and select independent money managers or mutual funds
• Monitor and report portfolio activity
• Quarterly performance reports
• Regular performance reviews
Financial Overview
• Retirement planning and projections--(IRAs, IRA rollovers, and SEPs)
• Analysis of pension, profit-sharing, and annuities distributions
• Education planning--(529 Plans, Educational IRAs & UGMA's)
Investment Strategies to Reduce Taxes
• Tax-loss selling
• Bond swaps
• Tax-efficient portfolios
Retirement Plan Services
• Pension, profit-sharing, and non-qualified plans
• Evaluation and amendment of existing plans
• Investment policy statement
• Investment consulting services
• Investment management
• IRA Rollovers--(401k Plan Consolidation)
Account Management
• Fixed-income portfolios--Taxable and Tax-Exempt
• Equity portfolios for long-term growth
Cash Management
• Money-market funds with checkwriting
• Access Online
• Margin accounts
Estate Planning Services
• Investment management of assets in trust accounts
• Referrals to qualified insurance, tax, and legal specialists
• Execution of strategies in concert with your tax and legal advisors
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Each client’s account is protected up to $150 million, including cash of up to $2 million. The first $500,000 of coverage (including $100,000 on cash holdings) is provided by the Securities Investor Protection Corporation (SIPC). Ridge Clearing & Outsourcing Solutions purchases an additional insurance policy through London Underwriters (with Lloyd’s of London Syndicates as the Lead Underwriter). A $600 million aggregate limit applies as well, which is the most the London Underwriters will pay in the event of liquidation. SIPC insures the assets held in brokerage accounts if the brokerage firm fails. SIPC does not protect investors against investment decline or loss.
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